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Securities & Corporate Governance Cases
Whistleblower Protection under Sarbanes-Oxley Act
U.S. Court of Appeals for the First Circuit
Victory
Protecting Against Abusive Class Actions by Upholding SLUSA
Supreme Court of the United States
Defeat
Disclosure Duty Not Triggered By Immaterial Statements or Statements of Opinion
U.S. Court of Appeals for the Second Circuit
Awaiting Decision
Materiality Requirement for Securities Lawsuits Brought Under Sections 11 and 12
Supreme Court of the United States
Defeat
DC Circuit Vacates SEC "Proxy Access" Rule
U.S. Court of Appeals for the District of Columbia Circuit
Victory
Strict Two-Year Statute of Limitations on 16(b) Securities Lawsuits
Supreme Court of the United States
Awaiting Decision
Extraterritorial Application of the Dodd-Frank Whistleblower Provisions
U.S. Department of Labor Administrative Review Board
Awaiting Decision
State Court Jurisdiction Over SLUSA "Covered Class Actions"
California Supreme Court
Awaiting Decision
Extraterritorial Application of Securities Laws to Swap Transactions
U.S. Court of Appeals for the Second Circuit
Awaiting Decision
Scope of Protected Activity Under Sarbanes-Oxley Whistleblower Provisions
U.S. Court of Appeals for the Tenth Circuit
Awaiting Decision
