Sarbanes-Oxley (SOX)

Sorted by Outcome Date

Second Circuit Holds that Dodd-Frank “Whistleblower” Anti-Retaliation Provisions Apply to Employees who Did Not Report Wrongdoing to SEC
Court: U.S. Court of Appeals for the Second Circuit
Status: Defeat
U.S. Supreme Court rejects over-broad reading of Sarbanes-Oxley (SOX) "anti-shredding" provision
Court: Supreme Court of the United States
Status: Victory
Chamber urges high court to reject expansion of SOX whistleblower provisions (U.S. Supreme Court)
Court: Supreme Court of the United States
Status: Defeat
Whistleblower Protection
Court: U.S. Court of Appeals for the Third Circuit
Status: Defeat
Whistleblower Protection under Sarbanes-Oxley Act
Court: U.S. Court of Appeals for the First Circuit
Status: Victory
Scope of Protected Activity Under Sarbanes-Oxley Whistleblower Provisions
Court: U.S. Court of Appeals for the Tenth Circuit
Status: Defeat
Whistleblower Protection under Sarbanes-Oxley Act
Court: U.S. Department of Labor Administrative Review Board
Status: Defeat
Whistleblower Protection under Sarbanes-Oxley Act
Court: U.S. Department of Labor Administrative Review Board
Status: Defeat
Sarbanes-Oxley Whistleblower Protection
Court: U.S. Court of Appeals for the Fourth Circuit
Status: Victory
Protected Whistleblower Activity under Sarbanes-Oxley
Court: U.S. Court of Appeals for the Fourth Circuit
Status: Victory