Securities Law, Capital Markets, & Corporate Governance Cases

Sorted by recent case activity
Whistleblower Protection
U.S. Court of Appeals for the Third Circuit
Defeat
Court strikes down judicial expansion of the statute of limitations in securities cases
Supreme Court of the United States
Victory
Court holds plaintiffs not required to prove reliance and materiality at the class certification stage
Supreme Court of the United States
Defeat
U.S. Chamber argues that federal securities laws preempt NYAG's attempted use of New York's Martin Act to bring a de facto securities class action (New York Court of Appeals)
New York Court of Appeals
Awaiting Decision
Federal Preemption and the Securities Litigation Uniform Standards Act
Supreme Court of the United States
Victory
State Regulation of Federally Chartered Banks
Supreme Court of the United States
Defeat
Concealment of the Existence of Parallel Criminal Investigation
U.S. Court of Appeals for the Ninth Circuit
Defeat
'Primary' Liability for 'Secondary' Actors under Section 10(b)
U.S. Court of Appeals for the First Circuit
Victory
Materiality of Statistically Insignificant Adverse Event Reports
Supreme Court of the United States
Defeat
Proof of Loss Causation in Securities Class Action
Supreme Court of the United States
Defeat
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