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Securities Law, Capital Markets, & Corporate Governance Cases

Sorted by recent case activity
Matrixx Initiatives, Inc., et al. v. Siracusano, et al.
Materiality of Statistically Insignificant Adverse Event Reports
Supreme Court of the United States
Defeat
Erica P. John Fund, Inc. v. Halliburton Co., et al.
Proof of Loss Causation in Securities Class Action
Supreme Court of the United States
Defeat
Investment Company Institute and Chamber of Commerce v. U.S. Commodity Futures Trading Commission
U.S. Chamber, ICI appeal DC District Court decision upholding CFTC Rule 4.5
U.S. Court of Appeals for the District of Columbia Circuit
Awaiting Decision
Rose et al. v. Bank of America
U.S. Chamber argues California's Unfair Competition Law (UCL) does not provide a private right of action to enforce the provisions of the Truth in Savings Act (California Supreme Court)
California Supreme Court
Awaiting Decision
Villanueva v. Department of Labor
U.S. Chamber argues that Congress did not intend Dodd-Frank whistleblower provisions to reach overseas (Fifth Circuit)
U.S. Court of Appeals for the Fifth Circuit
Awaiting Decision
Credit Suisse Securities v. Simmonds
Strict Two-Year Statute of Limitations on 16(b) Securities Lawsuits
Supreme Court of the United States
Victory
Lawson v. FMR LLC, et al.
Whistleblower Protection under Sarbanes-Oxley Act
U.S. Court of Appeals for the First Circuit
Victory
Deloitte & Touche LLP et al. v. The RGH Liquidating Trust
Protecting Against Abusive Class Actions by Upholding SLUSA
Supreme Court of the United States
Defeat
Morrison, et al. v. Barclays Bank PLC
Disclosure Duty Not Triggered By Immaterial Statements or Statements of Opinion
U.S. Court of Appeals for the Second Circuit
Awaiting Decision
Blackstone Group LP, et al. v. Litwin, et al.
Materiality Requirement for Securities Lawsuits Brought Under Sections 11 and 12
Supreme Court of the United States
Defeat
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