Securities Law, Capital Markets, & Corporate Governance

Sorted by Outcome Date

U.S. Chamber Urges CA1 To Require SEC To Consider Context of Investor CommunicationsFirst Circuit Vacates SEC Order in Enforcement Proceeding Concerning Investor Communications
Court: U.S. Court of Appeals for the First Circuit
Status: Victory
U.S. Chamber Urges SCOTUS To Hold Exchange Act Confers Federal Jurisdiction over State-Law Claims Premised on Violation of SEC Regulations
Court: Supreme Court of the United States
Status: Awaiting Decision
D.C. Circuit Panel Reaffirms that SEC’s Conflict Minerals Rule Violates First Amendment
Court: U.S. Court of Appeals for the District of Columbia Circuit
Status: Victory
Oregon Supreme Court Declines To Clarify Specific Personal Jurisdiction over Out-of-State Employees
Court: Oregon Supreme Court
Status: Defeat
Second Circuit Holds that Dodd-Frank “Whistleblower” Anti-Retaliation Provisions Apply to Employees who Did Not Report Wrongdoing to SEC
Court: U.S. Court of Appeals for the Second Circuit
Status: Defeat
California Supreme Court Declines Review of Law Governing Parent Company Liability
Court: California Supreme Court
Status: Defeat
U.S. Chamber Urges CA2 to Reverse Decision Holding Company Liable Due to Use of Shared Services Program
Court: U.S. Court of Appeals for the Second Circuit
Status: Awaiting Decision
Eleventh Circuit Denies Request to Review Order Certifying Class of Securities Purchasers
Court: U.S. Court of Appeals for the Eleventh Circuit
Status: Defeat
U.S. Supreme Court rejects over-broad reading of Sarbanes-Oxley (SOX) "anti-shredding" provision
Court: Supreme Court of the United States
Status: Victory
U.S. Supreme Court Rules Unaninmously in Federal Agency Rulemaking Case
Court: Supreme Court of the United States
Status: Defeat

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