Securities Law, Capital Markets, & Corporate Governance Cases

Sorted by recent case activity
U.S. Chamber Urges CA2 to Reverse Decision Holding Company Liable Due to Use of Shared Services Program
U.S. Court of Appeals for the Second Circuit
Awaiting Decision
U.S. Chamber Urges CA8 to Reverse Sentence of Incarceration For Corporate Officers Who Lack Culpable State of Mind
U.S. Court of Appeals for the Eighth Circuit
Awaiting Decision
Eleventh Circuit Denies Request to Review Order Certifying Class of Securities Purchasers
U.S. Court of Appeals for the Eleventh Circuit
Defeat
U.S. Chamber supports D.C. Circuit challenge to risk-retention rule
U.S. Court of Appeals for the District of Columbia Circuit
Awaiting Decision
U.S. Supreme Court rejects over-broad reading of Sarbanes-Oxley (SOX) "anti-shredding" provision
Supreme Court of the United States
Victory
U.S. Supreme Court Rules Unaninmously in Federal Agency Rulemaking Case
Supreme Court of the United States
Defeat
Eighth Circuit denies petition for review therefore refusing to clarify the expanded reach of "whistleblower" provisions
U.S. Court of Appeals for the Eighth Circuit
Defeat
U.S. Supreme Court "inches toward bringing securities laws back in line with ordinary rules for proving fraud"
Supreme Court of the United States
Victory
U.S. Supreme Court Rules on "Opinions" in Important Securities Case
Supreme Court of the United States
Victory
New York Court of Appeals denies Greenberg's MSJ; Rules that the Attorney General may proceed to trial seeking equitable relief
New York Court of Appeals
Defeat
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