Securities Law, Capital Markets, & Corporate Governance

U.S. Chamber Files Brief in Risk Retention Rule Case Transferred to the U.S. District Court for D.C.
Court: U.S. District Court - District of Columbia
Status: Awaiting Decision
U.S. Chamber Urges Second Circuit to Reverse Securities Class Action Certification upon Appeal
Court: U.S. Court of Appeals for the Second Circuit
Status: Awaiting Decision
U.S. Supreme Court Holds that State Court has Jurisdiction over Securities Suit Brought Under State Law
Court: Supreme Court of the United States
Status: Defeat
Eighth Circuit Examines Price Impacts Under Halliburton II in Securities Case
Court: U.S. Court of Appeals for the Eighth Circuit
Status: Victory
U.S. Chamber Weighs in on Remaining Class Certification Issues
Court: U.S. Court of Appeals for the Fifth Circuit
Status: Awaiting Decision
NY Court Affirms Decision Protecting Trade Secrets
Court: New York Supreme Court, Appellate Division
Status: Victory
U.S. Chamber Urges CA1 To Require SEC To Consider Context of Investor CommunicationsFirst Circuit Vacates SEC Order in Enforcement Proceeding Concerning Investor Communications
Court: U.S. Court of Appeals for the First Circuit
Status: Victory
D.C. Circuit Panel Reaffirms that SEC’s Conflict Minerals Rule Violates First Amendment
Court: U.S. Court of Appeals for the District of Columbia Circuit
Status: Victory
Second Circuit Holds that Dodd-Frank “Whistleblower” Anti-Retaliation Provisions Apply to Employees who Did Not Report Wrongdoing to SEC
Court: U.S. Court of Appeals for the Second Circuit
Status: Defeat
California Supreme Court Declines Review of Law Governing Parent Company Liability
Court: California Supreme Court
Status: Defeat

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