Securities Law, Capital Markets, & Corporate Governance Cases

Sorted by recent case activity
U.S. Supreme Court Rules Unaninmously in Federal Agency Rulemaking Case
Supreme Court of the United States
Defeat
Eighth Circuit denies petition for review therefore refusing to clarify the expanded reach of "whistleblower" provisions
U.S. Court of Appeals for the Eighth Circuit
Defeat
U.S. Supreme Court "inches toward bringing securities laws back in line with ordinary rules for proving fraud"
Supreme Court of the United States
Victory
U.S. Supreme Court Rules on "Opinions" in Important Securities Case
Supreme Court of the United States
Victory
The New York Court of Appeals denies Greenberg's motion for summary judgement and rules that the Attorney General may proceed to trial seeking equitable relief.
New York Court of Appeals
Defeat
The Second Circuit NCLC urged the Second Circuit affirmed the order of the District Court which dismissed claims arising out of transactions on foreign exchanges
U.S. Court of Appeals for the Second Circuit
Victory
U.S. Chamber, business coalition file motion for stay of the SEC's "Conflict Minerals" Rule with the U.S. Court of Appeals for the District of Columbia Circuit
U.S. Court of Appeals for the District of Columbia Circuit
Victory
Chamber urges high court to reject expansion of SOX whistleblower provisions (U.S. Supreme Court)
Supreme Court of the United States
Defeat
U.S. Chamber urges court to reject plan that would allow city to use eminent domain power to seize performing mortgage-backed loans (U.S. Dist. Court for the Northern Dist. of Cal.)
U.S. District Court - Northern District of California
Defeat
California Supreme Court rules that California's Unfair Competition Law (UCL) provides a private right of action to enforce the provisions of the Truth in Savings Act
California Supreme Court
Defeat
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