Securities Law, Capital Markets, & Corporate Governance Cases

Sorted by recent case activity
California Supreme Court rules that California's Unfair Competition Law (UCL) provides a private right of action to enforce the provisions of the Truth in Savings Act
California Supreme Court
Defeat
Court vacates SEC's "extractive industries" rule (DC District Court)
U.S. District Court - District of Columbia
Victory
U.S. Chamber, ICI appeal DC District Court decision upholding CFTC Rule 4.5
U.S. Court of Appeals for the District of Columbia Circuit
Defeat
Delaware Supreme Court rejects attempt to relitigate claims even after final judgment entered (Delaware Supreme Court)
Delaware Supreme Court
Victory
Supreme Court declines to review Second Circuit decision that could dramatically expand securities class actions (U.S. Supreme Court)
Supreme Court of the United States
Defeat
Whistleblower Protection
U.S. Court of Appeals for the Third Circuit
Defeat
Court strikes down judicial expansion of the statute of limitations in securities cases
Supreme Court of the United States
Victory
Court holds plaintiffs not required to prove reliance and materiality at the class certification stage
Supreme Court of the United States
Defeat
Federal Preemption and the Securities Litigation Uniform Standards Act
Supreme Court of the United States
Victory
State Regulation of Federally Chartered Banks
Supreme Court of the United States
Defeat
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