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ADVANCED CASE SEARCH
An affiliate of the U.S. Chamber of Commerce
Results are sorted by the date of most recent activity.
Second Circuit rejects legal challenge to SEC’s Best Interest Regulation (Regulation BI). The U.S. Chamber filed a coalition amicus brief supporting this outcome.
U.S. Supreme Court upholds but limits SEC’s authority to seek disgorgement in civil proceedings. The U.S. Chamber filed an amicus brief opposing the SEC.
U.S. Chamber files coalition amicus brief in support of SEC’s Best Interest Regulation (Regulation BI). The U.S. Chamber’s brief supports the SEC’s arguments that it has statutory authority under...
U.S. Chamber files merits-stage amicus brief in the Supreme Court arguing that the SEC lacks statutory authority to seek disgorgement in judicial proceedings.
Supreme Court holds SEC violated Constitution in appointing administrative law judges
U.S. Chamber urges Supreme Court to hold that SEC administrative law judges are “officers” who must be appointed in accordance with the Appointments Clause
D.C. Circuit vacates SEC risk retention rule as it applies to open-market CLO managers
Supreme Court grants review on constitutionality of appointment of administrative law judges
U.S. Chamber urges Supreme Court to review constitutionality of appointment of administrative law judges
D.C. Circuit denies review of SEC judges