Supreme Court declines to grant cert. to decide whether defendants in SEC administrative enforcement proceedings may bring suit in federal district court to challenge the constitutionality of...
U.S. Chamber files coalition amicus brief urging Supreme Court to grant cert. to decide whether defendants in SEC administrative enforcement proceedings may bring suit in federal district court to...
Second Circuit rejects legal challenge to SEC’s Best Interest Regulation (Regulation BI). The U.S. Chamber filed a coalition amicus brief supporting this outcome.
U.S. Supreme Court upholds but limits SEC’s authority to seek disgorgement in civil proceedings. The U.S. Chamber filed an amicus brief opposing the SEC.
U.S. Chamber files coalition amicus brief in support of SEC’s Best Interest Regulation (Regulation BI). The U.S. Chamber’s brief supports the SEC’s arguments that it has statutory authority under...
U.S. Chamber files merits-stage amicus brief in the Supreme Court arguing that the SEC lacks statutory authority to seek disgorgement in judicial proceedings.
U.S. Chamber urges Supreme Court to hold that SEC administrative law judges are “officers” who must be appointed in accordance with the Appointments Clause
