SEC

Recent Activity

Results are sorted by the date of most recent activity.

Interfaith Center on Corporate Responsibility v. SEC

December 3, 2021

U.S. Chamber files amicus brief defending 2020 SEC shareholder proposal rule against challenge on APA grounds.

Gibson v. Securities Exchange Commission

January 11, 2021

Supreme Court declines to grant cert. to decide whether defendants in SEC administrative enforcement proceedings may bring suit in federal district court to challenge the constitutionality of...

Gibson v. Securities Exchange Commission

October 5, 2020

U.S. Chamber files coalition amicus brief urging Supreme Court to grant cert. to decide whether defendants in SEC administrative enforcement proceedings may bring suit in federal district court to...

XY Planning Network, LLC v. SEC

June 26, 2020

Second Circuit rejects legal challenge to SEC’s Best Interest Regulation (Regulation BI). The U.S. Chamber filed a coalition amicus brief supporting this outcome.

Liu v. SEC

June 22, 2020

U.S. Supreme Court upholds but limits SEC’s authority to seek disgorgement in civil proceedings. The U.S. Chamber filed an amicus brief opposing the SEC.

XY Planning Network, LLC v. SEC

March 10, 2020

U.S. Chamber files coalition amicus brief in support of SEC’s Best Interest Regulation (Regulation BI). The U.S. Chamber’s brief supports the SEC’s arguments that it has statutory authority under...

Liu v. SEC

December 26, 2019

U.S. Chamber files merits-stage amicus brief in the Supreme Court arguing that the SEC lacks statutory authority to seek disgorgement in judicial proceedings.

Lucia v. SEC

June 21, 2018

Supreme Court holds SEC violated Constitution in appointing administrative law judges

Lucia v. SEC

February 28, 2018

U.S. Chamber urges Supreme Court to hold that SEC administrative law judges are “officers” who must be appointed in accordance with the Appointments Clause

Loan Syndication and Trading Association v. SEC

February 9, 2018

D.C. Circuit vacates SEC risk retention rule as it applies to open-market CLO managers